Morgan Stanley formed a venture with Citigroup's Smith Barney in 2009 and purchased the business outright in 2013. The SEC said that until at least December 2022, MSSB did not have a policy or ...

Morgan Stanley's brokerage affiliate, Morgan Stanley Smith Barney, has a "large number" of market orders and marketable limit orders that were entered Friday for the trading debut of Facebook Inc ...

Dingell通过她的Morgan Stanley Smith Barney LLC个人退休账户 (IRA)购买了华特迪士尼公司 (NYSE: DIS ...

Morgan Stanley Wealth Management today announced results from its quarterly retail investor pulse survey: Majority of ...

Morgan Stanley Smith Barney will pay a $15 million penalty as part of a settlement with the Securities and Exchange Commission related to four financial advisers who stole millions of dollars of ...

Morgan Stanley said it would look to buy an additional 14% of Smith Barney from Citigroup, tightening its grip on the retail brokerage that is the bank's biggest revenue generator. Advisory Alert ...

WSJ's Aaron Lucchetti stops by Mean Street as Smith Barney, started in 1938, is about to see its name dropped by Morgan Stanley. Home Browse Series Live Q&A WSJ Events From Sponsors WSJ.com ...

The investment banking giant has been the subject of regulatory probes regarding the way it vets prospective clients. So far, that's not driving away potential clients, executives say.

Morgan Stanley at Work announced a series of technology enhancements that continue to deliver automation and intuitive user experiences across its range of workplace benefits platforms-including ...

Morgan Stanley Smith Barney LLC has agreed to pay a $15 million penalty to settle Securities and Exchange Commission charges for failing to prevent four financial advisors from stealing millions ...