Resilience is quickly moving to the top of corporate agendas, giving rise to a new C-suite role: chief resilience officer. ...

Regulatory compliance is a crucial area where risk assessments play a key role. Many regulations, standards, and guidelines mandate organizations to conduct risk assessments to ensure adequate ...

The Financial Industry Regulatory Authority fined broker-dealer Morgan Stanley $1 million over alleged documentation failures related to risk management controls and supervisory procedures involving ...

Compliance programs typically refer to formalized institutional procedures within corporations and organizations to detect, prevent and respond to indvidual and widespread instances of regulatory ...

Importantly, in the final version, they emphasise what they say is an essential step for compliance ... the starting point for the risk assessment for the duty to prevent sexual harassment could be ...

What if I do NOT wish to apply for a PRRA? If you do not wish to submit a PRRA application and you want to leave Canada voluntarily: To apply for a PRRA, you must complete and submit the form, ...

NEW YORK, Oct 15 (Reuters) - Citigroup (C.N), opens new tab has struggled to adequately train employees in risk, compliance and data roles, according to the bank's own assessment, shedding light ...

Every enterprise experiences risk. ISACA’s IT Risk Fundamentals Certificate and related training are ideal for professionals who wish to learn about risk and information and technology (I&T)-related ...