On 6 November 2024, the UK government published its guidance on the new ‘failure to prevent fraud’ offence, which was introduced in the Economic ...

As technology continues to reshape financial services, regulators and policy setters are embarking on a range of ...

The Staff said their risk assessment and scope of the exam is based on ownership structure ... The Staff highlighted some areas ripe for examination in funds: compliance policies and procedures around ...

In construction, cybersecurity is more than a tech concern—it's essential for protecting your business, data, and clients.

Tailored Recommendations: Based on the unique needs of the business, the assessment offers practical recommendations to enhance security measures. This might include adding surveillance cameras, ...

Hernan Bazan at Ochsner Health and colleagues reveals how frailty assessments can accurately ... and manage frail patients undergoing high-risk procedures." Dr. Dan Fort, study co-author and ...

Know Your Customer (KYC) and Anti-Money Laundering (AML) procedures are essential components ... the nature of their business activities. Risk Assessment: Institutions must assess the money ...

The Bank invites Consulting Firms to indicate their interest in providing the above-described services. Interested eligible Consulting Firms or associations of Consulting Firms shall provide ...

In addition, “policies and procedures help provide a framework that improves clarity for staff on ... for retail criminal activity can help mitigate potential risks to employee safety. Assign Specific ...

One of the most important topics I’ve faced throughout my career is the real-world relevance of the risk assessment framework covered in the Traditional ERM Practices course I’m teaching this semester ...