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Compliance Week
1 小时
SkyGeek dinged by OFAC for completing orders, refunds with sanctioned Russian firms
Nearly three years after Russia invaded Ukraine, numerous U.S. sanctions imposed on Russia-based companies connected to the ...
Compliance Week
23 小时
Berkshire Hathaway mortgage unit led mobile home buyers needlessly into foreclosure, CFPB says
A Berkshire Hathaway unit that is a major lender to people buying mobile homes intentionally failed to qualify borrowers, the ...
Compliance Week
4 天
FINRA ends year with string of fines against Jefferies, UBS, Citi, Barclays
The Financial Industry Regulatory Authority issued fines against four large banks to end 2024, all for different alleged ...
Compliance Week
4 天
Experts unsure of risk appetite as EU beefs up cyber rules for critical infrastructure
New rules on cyber risk management across the EU put execs firmly in the crosshairs for noncompliance and are likely to apply ...
Compliance Week
5 天
TPRM critical as DORA, new FCA third-party engagement rules come into effect in 2025
New rules that push IT firms providing "critical" services to the U.K.'s financial sector to share more data about ...
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